The Hope Building

Local Law 11: What Building Owners Need to Know

New York City's iconic skyline is a testament to architectural brilliance, but it also comes with significant responsibilities for building owners. At the forefront of these responsibilities isLocal Law 11, now known as the Facade Inspection Safety Program (FISP).
This crucial regulation was enacted in 1998, evolving from its predecessor, Local Law 10 of 1980. The primary catalyst for these laws was a series of tragic incidents involving falling debris from building facades, including:
  • The death of a college student in 1979
  • A significant wall collapse on Madison Avenue in 1997

The core purpose of Local Law 11 is to ensure the safety of pedestrians and residents by mandating regular inspections and maintenance of building exteriors.

Key Takeaways

  • Local Law 11, also known as the Facade Inspection Safety Program (FISP), was enacted to prevent falling debris and ensure public safety by mandating regular inspections and maintenance of building exteriors for all NYC buildings over six stories tall.
  • Qualified Exterior Wall Inspectors (QEWIs) conduct comprehensive facade inspections every five years, including visual assessments and hands-on examinations of exterior walls, balconies, fire escapes, and other building attachments.
  • Post-inspection, buildings are classified as Safe, SWARMP (Safe With a Repair and Maintenance Program), or Unsafe. These classifications dictate the urgency and scope of necessary follow-up actions and repairs.
  • Local Law 11 operates on a five-year cycle, with the upcoming Cycle 10 beginning February 21, 2025. Compliance involves significant financial commitments, including inspection fees starting at $425 and potentially high costs for repairs. Non-compliance can result in escalating fines.
  • Building owners should engage in proactive maintenance, keep thorough records, plan ahead, stay informed about regulation changes, and work with experienced professionals to ensure compliance and mitigate costs.

Key Components of Local Law 11

Local Law 11 applies to all buildings in New York City that are over six stories tall. This encompasses a vast number of structures across all five boroughs. The law mandates that these buildings undergo a comprehensive facade inspection every five years. The scope of these inspections is extensive, covering:
  • All exterior walls
  • Appurtenances (attachments to the building’s exterior)
    • Balconies
    • Fire escapes
    • Cornices
    • Window air conditioning units

This comprehensive approach ensures that no potential hazard goes unnoticed.

The Inspection Process

At the heart of Local Law 11 compliance are the Qualified Exterior Wall Inspectors (QEWIs). These professionals must be either licensed architects or engineers with specialized training.

The inspection process involves:

  1. Visual assessments
  2. Hands-on physical examinations

Often, these inspections require the use of scaffolding or other access equipment to closely inspect all areas of the facade.

Building Classifications

Upon completion of the inspection, the QEWI categorizes the building’s condition into one of three classifications:
  1. Safe: The building’s exterior is in good condition with no apparent issues.
  2. SWARMP (Safe With a Repair and Maintenance Program): Some deficiencies exist that, while not immediately dangerous, require attention before the next inspection cycle.
  3. Unsafe: Severe defects are present that pose an immediate threat to public safety and require urgent attention.

These classifications are critical, as they determine the necessary follow-up actions and timelines for building owners.

Compliance Timeline

Local Law 11 operates on a five-year cycle. The upcoming Cycle 10 is set to begin on February 21, 2025, and run through February 21, 2030. This cycle is further divided into three sub-cycles (A, B, and C), each lasting approximately two years.

Important: The specific filing deadline for a building depends on the last digit of its block number, ensuring a staggered approach to inspections across the city.

As we approach Cycle 10, buildings that were categorized as SWARMP in the previous cycle (Cycle 9) should prioritize addressing these issues before their new inspection.

Failure to address SWARMP conditions can result in an automatic “Unsafe” classification in the subsequent cycle.

Financial Considerations

Compliance with Local Law 11 comes with significant financial implications for building owners:

  • Inspection Costs: As of the last update, the filing fee for a new FISP report was $425, with additional fees for amended or subsequent reports.
  • Repair and Maintenance Costs: These can vary widely depending on the building’s condition and the extent of required work. In some cases, extensive facade repairs can run into hundreds of thousands of dollars.
  • Non-Compliance Penalties:
    • Late filing fees start at $1,000 per month
    • Failure to correct unsafe conditions can lead to escalating penalties, potentially reaching tens of thousands of dollars annually

Building owners should view Local Law 11 compliance as a long-term financial commitment.

Establishing a dedicated reserve fund for facade maintenance and repairs can help spread costs over time and avoid financial shocks when significant work is required.

Best Practices for Building Owners in NYC

To effectively manage Local Law 11 compliance, building owners should adopt several best practices:

  1. Proactive Maintenance: Don’t wait for inspection cycles to address visible issues. Regular maintenance can prevent minor problems from becoming major (and costly) repairs.
  2. Thorough Record-Keeping: Maintain detailed records of all inspections, repairs, and related permits. This documentation is invaluable during inspections and can help streamline the compliance process.
  3. Plan Ahead: Be aware of your building’s inspection cycle and start preparing well in advance. This includes budgeting for potential repairs and scheduling inspections early in your filing window.
  4. Stay Informed: Keep up-to-date with any changes to Local Law 11 requirements. The Department of Buildings occasionally updates regulations, and being aware of these changes is crucial for compliance.
  5. Work With Experienced Professionals: Partner with reputable QEWIs and contractors who have a track record of successful Local Law 11 compliance projects, such as Nova Construction Services.

Final Thoughts

Local Law 11 plays a vital role in maintaining the safety and integrity of New York City’s buildings. While compliance can be complex and costly, it’s an essential investment in the longevity of your property and the safety of the public.

The goal of Local Law 11 is the creation of a safer urban environment for all New Yorkers. As a building owner, your proactive approach to facade maintenance contributes significantly to this important public safety initiative.

Nova Construction Services specializes in Local Law 11 repairs, providing expert guidance and comprehensive solutions to ensure your building remains compliant and safe.

Contact us today to learn how we can help you meet all Local Law 11 requirements!

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Access

Nova Construction Services offer access services.
We offer the following services:

Sidewalk Shed

Suspended Scaffolding

Pipe Scaffolding

Material Hoist

Consulting

Based on our many years of experience, we offer consulting services in the following areas:

Emergency Repairs

Mortar And Stone Analysis

Aeriallift Inspections

Test Cleaning

Suspended Scaffolding Inspection

Roofing Analysis

Concrete & Coating

Nova Construction Services offer concrete & coating services.
Concrete is one of the most frequently used building materials. It is used extensively for a wide range of construction work, such as footpaths, driveways and roads, residential and commercial construction – floors and walls, foundations and footings, for posts, fences and walls, and even boat hulls.
Precast concrete is typically stronger than natural cut limestone, but it doesn’t have the look of natural cut stone. Cast Stone, on the other hand, solves both problems. Cast Stone can be stronger than precast concrete and is easily cast to produce identical pieces.

Sidewalk Replacement

Coating Repair And Installation

Cast Stone Installation

Vault Repairs And Replacement

Gfrc / Gfrp Cornice Restoration

Concrete Eyebrow And Structural Repairs

Architectural Metals

Nova Construction Services offer architectural metals services.
Architectural metalwork is a unique factor in the building process that involves using metalwork practices to create structures that are not only functional but also have a strong aesthetic role to play too. It is the bringing together of metalwork and architecture.
Architectural steel fabrication often involves the use of decorative elements, such as ornamental railings, staircases, and facades. On the other hand, structural steel fabrication is concerned with the strength and stability of the building.
As part of the architectural metals service, Nova Construction Services offers:

Cast Iron Repair & Replacement

Fire Escape Restoration

Cornice Retoration  & Replacement

Steel Retoration & Replacement

Canopy, Entrace & Gate Restoration

Window Restoration

Copper Roof Replacement

Ralling Replacement

Skylight Replacement

Structural Shoring

Architectural Stones

Nova Construction Services offer architectural stones services.
Stone is a highly durable, low maintenance building material with high thermal mass. As a natural substance that is quarried and mined from the earth and used in a variety of applications in construction, including: masonry, including decorative elements such as pillars, swags and porticos, floor and wall tiles and cladding.
As part of the facade restoration service, we offer the following:

Landmark Preservation

Terra Cotta Repair Replacement

Limestone, Brownstone and Granite Repair and Replacement

Roofing & Waterproofing

Nova Construction Services offers roofing & waterproofing services.
Waterproofing is a process designed to prevent liquids from entering a structure. Comprehensive waterproofing measures are often added to the building to provide moisture control during construction, and waterproofing materials are applied after the structure is built to eliminate any problems that may be encountered.
As part of the roof & waterproofing service, Nova Construction Services offers:

Roof Replacement

Slate Roof Replacement

Roof Recovery

Balcony and Tarace Waterproofing

Façade restorations

Nova Construction Services offers façade restorations services.
This process is the process that reveals the appearance of the building. Facade systems are made with very different materials. These can be processes such as styrofoam coating, glass coating and metal coating. The main purpose of facade treatments made of these, or other materials is to protect the building.
Façade restorations means aesthetic improvements to the front of a building including installing, restoring, replacing or repairing awnings, windows, doors, cladding, and architectural features.

Mansory Restoriation

Stucco Installation

Local Law 11 Repairs

Facade and Stone Cleaning

Metal Panel Systems