ad1324366b15a7687ebfbcf6edb9ac830c90db5614d6eafb77d3d4559e68d62d

What Is Local Law 11? Everything You Need To Know

Local Law 11, officially known as the Facade Inspection Safety Program (FISP), is a key safety mandate in New York City that plays a vital role in protecting public safety.

This crucial building code requires buildings subject to the law — specifically those greater than six stories — to have regular facade inspections, repairs, and maintenance on their exterior walls and appurtenances. The main goal is to ensure public safety by preventing pieces of buildings from falling and possibly hurting people.

This new law covers all five boroughs: Manhattan, The Bronx, Brooklyn, Queens, and Staten Island. Basically, if your building is more than six stories high, you need to achieve Local Law 11 compliance and regularly check and repair its exterior through facade inspections every five years.

How Did Local Law 11 Start?

Local Law 11 plays a vital role in the safety and integrity of New York City’s buildings. This law is designed to spot problems early, instead of waiting until something goes wrong.

Local Law 11 was created after serious accidents happened because of falling building materials.

It started with Local Law 10 of 1980, passed after a college student died from a piece of terra cotta falling from a building. The mayor at the time, Ed Koch, set up the first inspection requirements for checking building exteriors under this earlier mandate.

Later, in 1997, bricks fell from a building on Madison Avenue, showing weaknesses in the old law. Even though there was a safety net, the incident proved more was needed.

Just a few months afterward, Mayor Giuliani signed Local Law 11, which was enacted in 1998.

This new law replaced and expanded Local Law 10 of 1980, removing many exceptions and adding more specific requirements.

Tragic incidents since then, including deaths in 2015 and 2019, have led to even clearer rules and more effort by the NYC Department of Buildings to enforce them.

What Buildings Does Local Law 11 Apply To?

Local Law 11 covers nearly all tall NYC buildings over six stories in New York City. If your building is greater than six stories — counting stories above a basement, but not a cellar — it must follow Local Law 11 requirements and undergo regular facade inspections.

With about 12,500 buildings subject to this mandate, the law is meant to cover as many tall structures as possible to help keep the city safe and maintain the safety and integrity of New York City’s buildings.

How Is Local Law 11 Different From Previous Façade Regulations?

Local Law 11 made several big changes compared to the earlier Local Law 10 of 1980. Most importantly, it:

  • expanded to include more buildings subject to inspection requirements, dropping many exemptions
  • required hands-on facade inspections of exterior walls and appurtenances, not just looking from the ground
  • created specific requirements for facade conditions: Safe, Safe With a Repair and Maintenance Program (SWARMP conditions), and those classified as unsafe
  • set clear rules and deadlines for making repairs, and added higher fines for failure to correct unsafe conditions

This set up a more organized, regular system for keeping building exteriors safe in New York City and ensuring Local Law 11 compliance.

Why Local Law 11 Matters for Building Safety

The main reason for Local Law 11 is public safety. Tall buildings can drop dangerous debris if not checked and repaired, risking injury or worse to people nearby.

By making regular checks and fixes mandatory, the law helps stop these hazards. Also, regular inspections mean that small problems can be repaired before they grow into big, expensive ones.

Overall, Local Law 11 helps protect lives, property, and the appearance of New York City’s famous skyline.

What Are the Risks of Ignoring Façade Inspections?

If you ignore Local Law 11 requirements, you risk much more than fines:

  1. People can be seriously injured or killed by falling debris from masonry or other building materials.
  2. Owners can face large fines for not filing reports or fixing problems, sometimes much higher than the cost of regular maintenance and budgeting for repairs.
  3. The building could be sued or the owner could even face criminal charges if someone gets hurt.
  4. Small problems, like leaks or small cracks, can grow into big, expensive repairs if ignored.
  5. Property value may drop, and tenants might face inconvenience or want to move elsewhere.

How the Façade Inspection Safety Program (FISP) Works

The Facade Inspection Safety Program is the program that puts Local Law 11 into practice. It sets out who does the facade inspections, what they look for, how to report results, and what repairs to make.

The process is built to be thorough and organized so building owners, inspectors, and the NYC Department all follow the same steps, and problems get fixed before they become unsafe.

What Is a Qualified Exterior Wall Inspector (QEWI)?

A Qualified Exterior Wall Inspector (QEWI) is a licensed professional engineer (PE) or registered architect (RA) in New York State approved by the NYC Department of Buildings (DOB).

These architects and engineers must also show that they have real-life experience in looking at, designing, and fixing building exteriors. Only registered QEWIs can do these facade inspections and submit the reports needed for Local Law 11 compliance.

Local Law 11 Inspection Cycle and Deadlines

Local Law 11 has a set schedule for facade inspections every five years. This regular cycle helps everyone — owners, inspectors, and contractors — plan ahead for the next inspection cycle.

Following this cycle is key to keeping buildings safe and avoiding penalties, though compliance can be complex.

How Often Are Inspections Required?

Every building covered by Local Law 11 must have its exterior walls and appurtenances inspected every five years through facade inspections. Each five-year period (called a cycle) is divided into three “sub-cycles” (A, B, and C).

Sub-cycles are based on the last digit of a building’s block number. This way, not all 12,500 buildings subject to the mandate need inspecting or fixing at the same time.

What Are the Critical Filing Dates?

The deadline for your building depends on which sub-cycle you are in.

For Cycle 10 (2025-2030):

  • Cycle 10A: Starts February 21, 2025. Any SWARMP conditions from Cycle 9 (the previous cycle) must be fixed by February 21, 2027, or they become classified as unsafe.
  • Cycle 10B: Starts February 21, 2026. End dates vary, so check the NYC Department of Buildings’ official schedule.

The final inspection report must be filed with the NYC Department of Buildings within 60 days of finishing the last inspection, and no more than 12 months after the actual hands-on check. For new or expanded buildings, the initial report is due five years after the first Temporary Certificate of Occupancy.

Use the DOB’s resources to find your specific deadline and ensure Local Law 11 compliance.

Steps Before, During, and After the Local Law 11 Inspection

To follow Local Law 11 requirements properly, building owners must prepare, go through the facade inspections, and complete all required reports and repairs. Careful attention at each stage helps ensure public safety and avoids big fines.

Pre-Inspection Preparation for Building Owners

  1. Hire a Qualified Exterior Wall Inspector (QEWI) with experience in your building type.
  2. Gather important paperwork: building plans, past inspection reports, repair permits, and maintenance records.
  3. Clear any areas (like balconies and roofs) so inspectors can reach all needed places.
  4. Inform tenants about when and why the inspection will happen, and what they should expect.

Visual and Hands-On Inspection Process

  1. The QEWI starts with an overall visual inspection, then does close-up, hands-on checks using scaffolding or platforms to examine every 60 feet along street-facing walls.
  2. They also probe for “wall ties” if your building has hollow walls, to check for hidden problems.
  3. The QEWI looks for cracks, water damage, loose parts, and other dangers, tracking everything closely with notes and photos.

What Do Inspectors Look For?

Area/Issue What Inspectors Check
Structural Damage Cracks, bulges, loose bricks or stones, rusty metal supports
Water Damage White powder (efflorescence), crumbling brick or mortar, leaks
Loose or Unsafe Attachments Balcony rails, windows, or AC units not properly secured
Appurtenances Fire escapes, cornices, parapets for stability and weather-related wear

Post-Inspection: Filing the FISP Report

After inspection, the QEWI creates a detailed report and submits it to the DOB through the DOB NOW: Safety online system.

The report must include:

  • color photos and exact locations of any problems
  • descriptions of the condition and suggestions for repairs (if needed)
  • certification that repairs from the last cycle have been completed
  • an estimated time before any found issues could become dangerous

The owner (or their agent) reviews and signs an Owner’s Statement and pays the required fees. The DOB reviews the report and notifies the owner if it’s accepted or needs changes.

Façade Report Classifications

  • Safe: No work needed until the next cycle.
  • SWARMP (Safe With a Repair and Maintenance Program): Minor issues found that are safe for now but must be fixed before the next cycle. If not, those issues will be labeled Unsafe next time.
  • Unsafe: Immediate danger. Owner must protect the public (by putting up a sidewalk shed, for example) and fix the hazards right away.

Repairs and Compliance After a Local Law 11 Inspection

Once you receive your report, the next step is to address any problems, especially if the facade is rated as having unsafe conditions or SWARMP conditions.

Being prompt is important — delays could mean large fines or risks to safety, and failure to correct unsafe conditions can lead to serious penalties.

What Happens If Unsafe Conditions Are Found?

  1. As soon as a facade is labeled Unsafe, the QEWI tells the DOB and the owner with a special form.
  2. The owner must put up public safety protections (like sidewalk sheds) right away.
  3. The owner must start repairs as soon as possible and get work permits through the DOB.
  4. After fixing the problem, the QEWI checks again and sends an amended report. The city must confirm that it is safe before removing protections like sidewalk sheds.

Timeframes for Correcting Violations

Condition Action Required Deadline
Unsafe Public protection & repairs Within 90 days; more time allowed with approved requests (max 5 years total)
SWARMP Repairs Before next cycle or by specific repair date listed in report

Failing to fix a SWARMP issue by the next cycle will cause it to be flagged as Unsafe, with stricter deadlines and higher fines.

Penalties, Fees, and Non-Compliance Risks

The city uses fines to make sure owners take facade safety seriously. Ignoring the law can cost much more than following it properly, and budgeting for repairs is essential.

Filing Fees for Reports

  • Filing a Critical Examination, amended, or subsequent report: $425
  • Extension to complete Unsafe condition repairs (per 90 days): $305
  • Paying by credit card adds a 2% processing fee (Department of Finance)

Penalties for Missing Deadlines or Unsafe Conditions

Violation Penalty
Late report filing $5,000 per year and $1,000 per month until filed
Not correcting Unsafe condition $1,000 per month; after 1 year, extra charge per sidewalk shed foot:
• Year 1: $20 per foot/month
• Year 2: Add $10 per foot/month
• Up to $40 per foot/month in year 5
SWARMP not fixed by next cycle $2,000 penalty (plus reclassification as Unsafe)

Tips and Best Practices for Building Owners

Getting Local Law 11 compliance right means more than just dodging penalties — it also helps protect your investment by keeping small repairs from becoming big problems.

Choosing the Right QEWI

  1. Make sure they have a valid Professional Engineer or Registered Architect license, and are officially approved as a QEWI by the NYC Department of Buildings.
  2. Look for architects and engineers with experience with buildings like yours. Ask for references and check their past projects.
  3. The best inspectors can explain what they find in plain language, are good communicators, and help you plan repairs if needed to meet Local Law 11 requirements.

Saving Money on Maintenance

  1. Don’t wait five years between checks for the next inspection cycle — regular smaller inspections catch problems early.
  2. Focus on budgeting for repairs, not just for emergencies.
  3. Keep up with minor repairs such as fixing small cracks or re-pointing masonry to avoid water damage and expensive issues later.
  4. Understand whether you have a basement or cellar for rule purposes to avoid mistakes with timing facade inspections.
  5. When repairs are needed, get more than one quote and be clear about what work needs to be done to maintain the safety and integrity of New York City’s buildings.

Got a project in mind? Let's chat about bringing your construction vision to life!

Access

Nova Construction Services offer access services.
We offer the following services:

Sidewalk Shed

Suspended Scaffolding

Pipe Scaffolding

Material Hoist

Consulting

Based on our many years of experience, we offer consulting services in the following areas:

Emergency Repairs

Mortar And Stone Analysis

Aeriallift Inspections

Test Cleaning

Suspended Scaffolding Inspection

Roofing Analysis

Concrete & Coating

Nova Construction Services offer concrete & coating services.
Concrete is one of the most frequently used building materials. It is used extensively for a wide range of construction work, such as footpaths, driveways and roads, residential and commercial construction – floors and walls, foundations and footings, for posts, fences and walls, and even boat hulls.
Precast concrete is typically stronger than natural cut limestone, but it doesn’t have the look of natural cut stone. Cast Stone, on the other hand, solves both problems. Cast Stone can be stronger than precast concrete and is easily cast to produce identical pieces.

Sidewalk Replacement

Coating Repair And Installation

Cast Stone Installation

Vault Repairs And Replacement

Gfrc / Gfrp Cornice Restoration

Concrete Eyebrow And Structural Repairs

Architectural Metals

Nova Construction Services offer architectural metals services.
Architectural metalwork is a unique factor in the building process that involves using metalwork practices to create structures that are not only functional but also have a strong aesthetic role to play too. It is the bringing together of metalwork and architecture.
Architectural steel fabrication often involves the use of decorative elements, such as ornamental railings, staircases, and facades. On the other hand, structural steel fabrication is concerned with the strength and stability of the building.
As part of the architectural metals service, Nova Construction Services offers:

Cast Iron Repair & Replacement

Fire Escape Restoration

Cornice Retoration  & Replacement

Steel Retoration & Replacement

Canopy, Entrace & Gate Restoration

Window Restoration

Copper Roof Replacement

Ralling Replacement

Skylight Replacement

Structural Shoring

Architectural Stones

Nova Construction Services offer architectural stones services.
Stone is a highly durable, low maintenance building material with high thermal mass. As a natural substance that is quarried and mined from the earth and used in a variety of applications in construction, including: masonry, including decorative elements such as pillars, swags and porticos, floor and wall tiles and cladding.
As part of the facade restoration service, we offer the following:

Landmark Preservation

Terra Cotta Repair Replacement

Limestone, Brownstone and Granite Repair and Replacement

Roofing & Waterproofing

Nova Construction Services offers roofing & waterproofing services.
Waterproofing is a process designed to prevent liquids from entering a structure. Comprehensive waterproofing measures are often added to the building to provide moisture control during construction, and waterproofing materials are applied after the structure is built to eliminate any problems that may be encountered.
As part of the roof & waterproofing service, Nova Construction Services offers:

Roof Replacement

Slate Roof Replacement

Roof Recovery

Balcony and Tarace Waterproofing

Façade restorations

Nova Construction Services offers façade restorations services.
This process is the process that reveals the appearance of the building. Facade systems are made with very different materials. These can be processes such as styrofoam coating, glass coating and metal coating. The main purpose of facade treatments made of these, or other materials is to protect the building.
Façade restorations means aesthetic improvements to the front of a building including installing, restoring, replacing or repairing awnings, windows, doors, cladding, and architectural features.

Mansory Restoriation

Stucco Installation

Local Law 11 Repairs

Facade and Stone Cleaning

Metal Panel Systems